OBSERV intuitively adapts to user behavior and will not show the same false positive alerts over and over. The technology allows for improved functionality as you use the solution and
OBSERV stays on top of company communications in a unified interface in real time, while capturing all violations in context. For example, when a salesperson sends a message to his
OBSERV is designed by industry experts with built-in and pre-trained policies enabling it to find potential violations minutes after installation. There is no training required or keywords to set up.
OBSERV’s underlying platform understands the meaning and context of the communication unlike technologies that rely solely on filters and lexicons. This enables OBSERV to automatically identify policy violations with a
FINRA is looking at correlations between the series 7 exam and other factors. Scores could possibly be disclosed on Brokercheck in the future.